Wiley Series 26 Exam Review 20 The Investment Company Products/Variable Contracts Limited Principal Qualification Examination
-
- Englisch ausgewählt
Fr. 128.00
inkl. gesetzl. MwSt.,
Beschreibung
Produktdetails
Einband
Taschenbuch
Erscheinungsdatum
16.12.2013
Verlag
John Wiley & SonsSeitenzahl
324
Maße (L/B/H)
27.4/21.3/2 cm
Gewicht
796 g
Auflage
2. Auflage von 2000
Sprache
Englisch
ISBN
978-1-118-71960-2
The Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual who will function as a principal for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company. The particular investment vehicles covered by Series 26 are mutual funds, variable annuities, and variable life insurance.
A Series 26 registered principal may supervise and manage a firm and its agents conducting business in open-end mutual funds and variable annuities and life insurance.Each book is accompanied by an online test bank with 94 questions, organized by chapter. The questions included in the book have been included in this online test bankTopics Covered:
- Hiring and Qualification
- Training of Representatives
- Supervision
- Sales Practices
- Business Processing and Recordkeeping RulesTest: 110 multiple-choice questions; candidates allowed 150 minutes to complete the examination. A candidate must correctly answer 70 percent of the questions to receive a passing grade.Pre-Requisites: An investment company variable contract principal must have passed the Series 6 or Series 7 exam prior to taking the Series 26 exam.
The Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual who will function as a principal for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company. The particular investment vehicles covered by Series 26 are mutual funds, variable annuities, and variable life insurance.
A Series 26 registered principal may supervise and manage a firm and its agents conducting business in open-end mutual funds and variable annuities and life insurance.Topics Covered:
- Hiring and Qualification
- Training of Representatives
- Supervision
- Sales Practices
- Business Processing and Recordkeeping RulesTest: 110 multiple-choice questions; candidates allowed 150 minutes to complete the examination. A candidate must correctly answer 70 percent of the questions to receive a passing grade.Pre-Requisites: An investment company variable contract principal must have passed the Series 6 or Series 7 exam prior to taking the Series 26 exam.
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