Wiley Series 4 Exam Review 2015 + Test Bank The Registered Options Principal Qualification Examination
Aus der Reihe
Wiley FINRA
-
- Englisch ausgewählt
Fr. 206.00
inkl. gesetzl. MwSt.,
Beschreibung
Produktdetails
Einband
Taschenbuch
Erscheinungsdatum
13.10.2014
Verlag
John Wiley & Sons IncSeitenzahl
312
Maße (L/B/H)
28/21.7/1.7 cm
Gewicht
766 g
Auflage
3. Auflage
Sprache
Englisch
ISBN
978-1-118-85701-4
The go-to guide to acing the Series 4 Exam!
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.
Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2015 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
* Dozens of examples
* Assorted practice questions for each subject area covered in the exam
* Priceless test-taking tips and strategies
* Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 4 Exam Review 2015 is your ticket to passing the Series 4 test on the first try--with flying colors!
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.
Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2015 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
* Dozens of examples
* Assorted practice questions for each subject area covered in the exam
* Priceless test-taking tips and strategies
* Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 4 Exam Review 2015 is your ticket to passing the Series 4 test on the first try--with flying colors!
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