Produktbild: Wiley Series 9 Exam Review 2015 + Test Bank

Wiley Series 9 Exam Review 2015 + Test Bank The General Securities Sales Supervisor Qualification Examination--Option Module

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Beschreibung

Produktdetails

Einband

Taschenbuch

Erscheinungsdatum

27.10.2014

Herausgeber

The Securities Institute of America Inc

Verlag

John Wiley & Sons Inc

Seitenzahl

216

Maße (L/B/H)

27.4/21.3/1.5 cm

Gewicht

499 g

Auflage

3. Auflage

Sprache

Englisch

ISBN

978-1-118-85711-3

Beschreibung

Produktdetails

Einband

Taschenbuch

Erscheinungsdatum

27.10.2014

Herausgeber

The Securities Institute of America Inc

Verlag

John Wiley & Sons Inc

Seitenzahl

216

Maße (L/B/H)

27.4/21.3/1.5 cm

Gewicht

499 g

Auflage

3. Auflage

Sprache

Englisch

ISBN

978-1-118-85711-3

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  • Produktbild: Wiley Series 9 Exam Review 2015 + Test Bank
  • ABOUT THE SERIES 9 EXAM IX
     
    ABOUT THIS BOOK XIII
     
    ABOUT THE TEST BANK XV
     
    ABOUT THE SECURITIES INSTITUTE OF AMERICA XVII
     
    CHAPTER 1 OPTION BASICS 1
     
    Option Classification 1
     
    Bullish vs. Bearish 2
     
    Possible Outcomes for an Option 3
     
    Exercise Price 4
     
    Characteristics of All Options 4
     
    Managing an Option Position 4
     
    Buying Calls 5
     
    Selling Calls 6
     
    Buying Puts 8
     
    Selling Puts 9
     
    Option Premiums 11
     
    Intrinsic Value and Time Value 13
     
    Pretest 15
     
    CHAPTER 2 OPTION STRATEGIES 19
     
    Using Options as a Hedge 19
     
    Long Stock Long Puts/Married Puts 19
     
    Long Stock Short Calls/Covered Calls 21
     
    Short Stock Long Calls 24
     
    Short Stock Short Puts 27
     
    Multiple Option Positions and Strategies 29
     
    Spreads 34
     
    Analyzing Price Spreads 36
     
    Using a T Chart to Evaluate Option Positions 49
     
    Pretest 55
     
    CHAPTER 3 INDEX, INTEREST RATE, AND CURRENCY OPTIONS 59
     
    Index Options 59
     
    Interest Rate Options 62
     
    Currency Markets 64
     
    Market Volatility Options (VIX) 67
     
    Flex Options 68
     
    Weekly Options 68
     
    Binary Options 69
     
    Pretest 71
     
    CHAPTER 4 THE OPTIONS MARKETPLACE 75
     
    The Option Clearing Corporation 75
     
    The Options Markets 76
     
    The Chicago Board Option Exchange 77
     
    Opening and Closing Option Prices 79
     
    Fast Markets and Trading Halts 79
     
    Order Execution 80
     
    Types of Orders 80
     
    Priority of Option Orders 83
     
    Trade Reporting 83
     
    Option Order Tickets 84
     
    Expiration and Exercise 85
     
    American vs. European Exercise 85
     
    Position and Exercise Limits 86
     
    Stock Splits and Stock Dividends 86
     
    Pretest 89
     
    CHAPTER 5 OPTION TAXATION AND MARGIN REQUIREMENTS 93
     
    Taxation of Options 93
     
    Option Contract Margin Requirements 95
     
    Pretest 99
     
    CHAPTER 6 OPTION COMPLIANCE AND ACCOUNT SUPERVISION 103
     
    Duties of the ROSFP 103
     
    Option Account Compliance 104
     
    Option Agreements 106
     
    Option Account Supervision 107
     
    Large Option Position Reporting Requirements 108
     
    Customer Confirmations and Account Statements 109
     
    Customer Complaints 110
     
    Communications with the Public 111
     
    FINRA Rule 2210 Communications with the Public 112
     
    Pretest 115
     
    ANSWER KEYS 119
     
    GLOSSARY OF EXAM TERMS 125
     
    INDEX 191