Securities Law and Operations deals with the legal and operational framework governing the issue, trading, and regulation of securities in India. It focuses on laws such as the SEBI Act, Companies Act, Depositories Act, and related rules that ensure transparency, investor protection, and fair practices in the securities market. The subject explains the functioning of primary and secondary markets, listing of securities, role of stock exchanges, brokers, depositories (NSDL & CDSL), and clearing corporations. It also covers trading, settlement procedures, dematerialisation, insider trading regulations, and grievance redressal mechanisms. Overall, the course equips students with practical knowledge of how securities markets operate within the legal framework.
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